SFC Licences of YUEN Siu Fung 袁兆豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 24 July 2023
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 24 July 2023
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 1 24 July 2023
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RE 9 25 April 2022 30 December 2022
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RE 4 25 April 2022 30 December 2022
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 29 March 2016 30 March 2018
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 29 March 2016 30 March 2018
Formax Asset Management Limited 福億資產管理有限公司 RE 9 16 February 2016 04 March 2016
Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 RO 1 20 June 2014 31 January 2016
Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 RE 1 24 September 2013 20 June 2014
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 RE 1 19 November 2007 12 April 2013
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 RE 4 13 September 2007 12 April 2013
UBS Asset Management (Hong Kong) Limited RE 9 27 March 2006 21 July 2007
UBS Asset Management (Hong Kong) Limited RE 4 27 March 2006 21 July 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 11 August 2003 11 March 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 11 August 2003 11 March 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 11 August 2003 23 March 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 4 11 August 2003 15 March 2005
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 4 01 April 2003 08 August 2003
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 1 01 April 2003 08 August 2003
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 9 01 April 2003 07 August 2003
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 6 01 April 2003 07 August 2003