SFC Licences of YUEN Caren 袁沁慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 03 July 2015 30 December 2020
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 27 June 2011 26 January 2015
Athena Wealth Management Limited 智富財富管理有限公司 RE 4 05 December 2008 18 July 2011
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 18 February 2008 04 September 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 18 February 2008 04 September 2008
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 25 April 2006 26 November 2007
Champus Asset Management Limited 雋達理財策略有限公司 RE 4 01 September 2005 31 March 2006
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 01 April 2003 14 June 2005
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 01 April 2003 14 June 2005