SFC Licences of KAO Su-Jung 高淑蓉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 01 August 2016 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 August 2013 | 09 May 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 14 June 2013 | 09 May 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 June 2013 | 09 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2011 | 02 March 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 02 March 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 02 March 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 08 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |