SFC Licences of SO Ferdinand 蘇平恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	1	19 January 2012	16 August 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	09 September 2011	16 August 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	09 September 2011	16 August 2012
UBS Securities Asia Limited	RE	2	26 March 2004	17 July 2007
UBS Securities Asia Limited	RE	1	26 March 2004	17 July 2007
SG Asset Finance (Hong Kong) Limited	RE	2	28 October 2003	02 March 2004
SG Asset Finance (Hong Kong) Limited	RE	1	01 April 2003	02 March 2004
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	01 April 2003	28 October 2003
SG Asset Finance (Hong Kong) Limited	RE	6	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	4	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	7	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	9	01 April 2003	09 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	5	01 April 2003	09 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	7	01 April 2003	09 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	9	01 April 2003	09 July 2003