SFC licenceholder AFP039 MA Viktor Xiang

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [9] (Asset Management) 26 November 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 26 November 2015 10 October 2016
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 06 December 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [9] (Asset Management) 03 December 2007 15 January 2013
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts) 15 August 2007 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [4] (Advising on Securities) 01 April 2003 21 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services) 01 April 2003 11 February 2004