SFC Licences of MA Viktor Xiang

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 29 April 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 26 November 2015 29 April 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 26 November 2015 29 April 2022
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 26 November 2015 10 October 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 03 December 2007 15 January 2013
Morgan Stanley Hong Kong Futures Limited RE 2 15 August 2007 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 21 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004