SFC Licences of MA Hok Ming 馬學銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司 RO 6 27 January 2016
ABCI Capital Limited 農銀國際融資有限公司 RO 1 27 January 2016
ABCI Capital Limited 農銀國際融資有限公司 RE 6 14 July 2014 27 January 2016
ABCI Capital Limited 農銀國際融資有限公司 RE 1 14 July 2014 27 January 2016
ABCI Capital Limited 農銀國際融資有限公司 RO 1 15 April 2013 23 November 2013
ABCI Capital Limited 農銀國際融資有限公司 RO 6 08 August 2011 23 November 2013
ABCI Capital Limited 農銀國際融資有限公司 RE 1 13 April 2011 15 April 2013
ABCI Capital Limited 農銀國際融資有限公司 RE 6 13 April 2011 08 August 2011
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 03 June 2009 23 February 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 08 April 2009 23 February 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 08 April 2009 03 June 2009
ICEA Capital Limited 工商東亞融資有限公司 RO 6 16 September 2008 01 April 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 02 May 2007 30 September 2008
ICEA Capital Limited 工商東亞融資有限公司 RE 1 18 August 2006 01 April 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 6 18 August 2006 16 September 2008
CNI Global Capital Limited 中國北方環球資本有限公司 RE 6 05 October 2004 06 September 2005
CNI Global Capital Limited 中國北方環球資本有限公司 RE 6 18 July 2003 27 May 2004
Optima Capital Limited 創越融資有限公司 RE 6 01 April 2003 27 May 2004
Optima Capital Limited 創越融資有限公司 RE 9 01 April 2003 11 July 2003
Optima Capital Limited 創越融資有限公司 RE 4 01 April 2003 11 July 2003