SFC Licences of SUN Chuen Wah, Anthony 孫村華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Securities Limited 鼎珮證券有限公司 RO 1 17 May 2021 02 April 2022
VMS Securities Limited 鼎珮證券有限公司 RO 6 17 May 2021 02 April 2022
VMS Securities Limited 鼎珮證券有限公司 RE 1 04 March 2021 17 May 2021
VMS Securities Limited 鼎珮證券有限公司 RE 6 04 March 2021 17 May 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 01 August 2017 22 January 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 6 01 August 2017 22 January 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 16 February 2017 01 August 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 16 February 2017 01 August 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 30 March 2016 02 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 30 March 2016 02 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 30 March 2016 02 February 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 28 May 2015 15 March 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 28 May 2015 15 March 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 31 March 2015 15 March 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 31 March 2015 28 May 2015
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 31 March 2015 28 May 2015
Cinda International Capital Limited 信達國際融資有限公司 RO 1 28 June 2011 17 March 2015
Cinda International Securities Limited 信達國際證券有限公司 RE 1 16 May 2011 17 March 2015
Cinda International Capital Limited 信達國際融資有限公司 RE 6 16 May 2011 17 March 2015
Cinda International Capital Limited 信達國際融資有限公司 RE 1 16 May 2011 28 June 2011
CMB International Capital Limited 招銀國際融資有限公司 RE 6 22 September 2010 05 May 2011
CMB International Capital Limited 招銀國際融資有限公司 RO 1 07 September 2010 05 May 2011
CMB International Capital Holdings Corporation Limited RO 1 07 May 2010 05 May 2011
CMB International Capital Holdings Corporation Limited RE 6 01 April 2010 21 September 2010
CMB International Capital Holdings Corporation Limited RE 1 01 April 2010 07 May 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 1 09 March 2010 16 March 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 03 February 2010 09 March 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RO 1 22 January 2007 16 January 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 1 27 October 2006 22 January 2007
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 04 July 2006 05 October 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 04 July 2006 05 October 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 25 April 2006 04 July 2006
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 November 2005 04 July 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 1 18 May 2005 30 September 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 25 February 2005 30 September 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 1 25 February 2005 18 May 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 05 May 2004 21 January 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 05 May 2004 21 January 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 10 February 2004 21 January 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 01 April 2003 23 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 01 April 2003 23 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 01 April 2003 23 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 7 01 April 2003 23 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 01 April 2003 23 December 2003