SFC Licences of LAU Siu To 劉肇韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 December 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 December 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 10 December 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 10 December 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003