SFC Licences of BHARGAVA Siddharth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RO | 9 | 31 May 2018 | 28 February 2021 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RO | 4 | 31 May 2018 | 05 November 2018 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RE | 9 | 19 September 2017 | 31 May 2018 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RE | 4 | 19 September 2017 | 31 May 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 September 2008 | 27 February 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 September 2008 | 27 February 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 June 2007 | 24 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 June 2007 | 24 June 2008 |
| D.B. Zwirn Asia Partners Limited | RE | 4 | 07 September 2006 | 23 April 2007 |
| D.B. Zwirn Asia Partners Limited | RE | 1 | 07 September 2006 | 23 April 2007 |