SFC Licences of CHAN Raymond Pha Giong 陳柏香

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oaktree Capital (Hong Kong) Limited RO 9 28 May 2019 08 November 2022
Oaktree Capital (Hong Kong) Limited RO 4 28 May 2019 08 November 2022
Oaktree Capital (Hong Kong) Limited RO 1 28 May 2019 08 November 2022
Oaktree Capital (Hong Kong) Limited RE 9 06 September 2017 28 May 2019
Oaktree Capital (Hong Kong) Limited RE 4 01 November 2016 28 May 2019
Oaktree Capital (Hong Kong) Limited RE 1 01 November 2016 28 May 2019
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 4 08 September 2015 01 October 2016
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 1 08 September 2015 01 October 2016
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RO 9 10 May 2012 31 January 2015
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RE 9 14 August 2009 10 May 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 31 January 2005 18 December 2008