SFC Licences of WONG Kam Ming 王錦明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2009 | 29 July 2022 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2009 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 18 April 2006 | 01 July 2009 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 01 April 2003 | 09 April 2006 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 6 | 01 April 2003 | 23 February 2005 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 01 April 2003 | 30 July 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |