SFC Licences of LO Ka Yip 盧嘉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 24 June 2016 | 29 October 2016 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 May 2016 | 24 June 2016 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 07 June 2007 | 03 September 2007 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 01 March 2007 | 03 September 2007 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 15 December 2006 | 03 September 2007 |