SFC Licences of LAM Kwai Wah 林貴華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Victory Securities Company Limited 勝利證券有限公司 | RE | 4 | 16 March 2012 | |
Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 16 March 2012 | |
Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 06 December 2010 | 18 January 2012 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 30 June 2009 | 18 January 2012 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 01 July 2006 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 28 January 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |