SFC Licences of NG Tak Lin, Fanny 吳德蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhong Yang Capital Limited 中陽資本有限公司 | RO | 9 | 22 February 2024 | |
| Zhong Yang Capital Limited 中陽資本有限公司 | RO | 4 | 22 February 2024 | |
| Zhong Yang Securities Limited 中陽證券有限公司 | RO | 1 | 22 February 2024 | |
| Zhong Yang Capital Limited 中陽資本有限公司 | RE | 9 | 09 February 2024 | 22 February 2024 |
| Zhong Yang Capital Limited 中陽資本有限公司 | RE | 4 | 09 February 2024 | 22 February 2024 |
| Zhong Yang Securities Limited 中陽證券有限公司 | RE | 1 | 09 February 2024 | 22 February 2024 |
| CF Asset Management Limited 長复資產管理有限公司 | RO | 9 | 06 March 2023 | 17 November 2023 |
| CF Asset Management Limited 長复資產管理有限公司 | RO | 4 | 06 March 2023 | 17 November 2023 |
| CF Securities Limited 長复證券有限公司 | RO | 1 | 01 February 2018 | 17 November 2023 |
| CF Securities Limited 長复證券有限公司 | RE | 1 | 08 September 2017 | 01 February 2018 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 09 November 2010 | 04 September 2017 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 04 September 2017 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |