SFC Licences of GOULBURN Robert James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 17 July 2012 16 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 17 July 2012 16 March 2013
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 08 July 2010 03 February 2012