SFC Licences of SHIU Yau Wah 蕭猷華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 21 October 2020 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 21 October 2020 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 21 October 2020 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 21 May 2012 | 29 January 2020 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 February 2009 | 29 January 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 February 2009 | 29 January 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 06 December 2007 | 01 February 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 01 February 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 14 May 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 14 May 2004 |