SFC Licences of CHUNG Wai Shing 鍾偉誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GL Advisors Hong Kong Limited | RO | 9 | 18 September 2015 | |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 24 February 2011 | 08 August 2014 |
Sandell Asset Management Asia Limited | RE | 9 | 17 July 2007 | 31 October 2009 |
Sandell Asset Management Asia Limited | RE | 4 | 17 July 2007 | 31 October 2009 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 30 May 2005 | 24 April 2007 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 30 May 2005 | 24 April 2007 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 30 May 2005 | 24 April 2007 |