SFC Licences of CHUNG Wai Shing 鍾偉誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GL Advisors Hong Kong Limited RO 9 18 September 2015
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 RE 9 24 February 2011 08 August 2014
Sandell Asset Management Asia Limited RE 9 17 July 2007 31 October 2009
Sandell Asset Management Asia Limited RE 4 17 July 2007 31 October 2009
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 30 May 2005 24 April 2007
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 30 May 2005 24 April 2007
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 30 May 2005 24 April 2007