SFC Licences of TANG Chiu Ming, Jeremy 鄧照明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 02 December 2014 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 02 December 2014 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 17 January 2007 | 07 November 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 September 2006 | 07 November 2014 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 November 2003 | 18 September 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 18 September 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 05 November 2003 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 05 November 2003 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |