SFC Licences of POON Peter Chi Kin 潘子健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 23 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 November 2004 29 January 2024
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 29 January 2024
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004