SFC Licences of LAM Wai Kwong, Alfred 林偉光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kam Luen Securities Limited 金鑾證券有限公司 | RO | 1 | 02 January 2018 | 07 February 2019 |
Kam Luen Securities Limited 金鑾證券有限公司 | RE | 1 | 31 July 2017 | 02 January 2018 |
M Securities Limited 雙龍證券有限公司 | RO | 1 | 14 March 2017 | 30 June 2017 |
M Securities Limited 雙龍證券有限公司 | RE | 1 | 27 January 2017 | 14 March 2017 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 4 | 09 March 2015 | 13 January 2017 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 9 | 09 March 2015 | 12 October 2015 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 1 | 25 January 2006 | 13 January 2017 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 01 April 2003 | 25 January 2006 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 01 April 2003 | 02 April 2004 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 01 April 2003 | 02 April 2004 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 01 April 2003 | 02 April 2004 |