SFC Licences of HAMMOND Michael Edmund
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 4 | 06 November 2020 | 15 July 2022 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 06 November 2020 | 15 July 2022 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 11 September 2020 | 09 October 2020 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 11 September 2020 | 09 October 2020 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 | RE | 4 | 02 July 2019 | 18 July 2020 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 | RE | 1 | 02 July 2019 | 18 July 2020 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RO | 4 | 15 December 2015 | 31 December 2018 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RO | 1 | 15 December 2015 | 31 December 2018 |