SFC Licences of LAU Kwok Hung 劉國雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 19 March 2019 | 31 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 21 February 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 June 2016 | 02 October 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 18 April 2011 | 31 May 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2005 | 14 April 2011 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 01 April 2003 | 01 April 2005 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 7 | 01 April 2003 | 02 January 2004 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 01 April 2003 | 02 January 2004 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 6 | 01 April 2003 | 02 January 2004 |