SFC Licences of NG Chi Kit, Jimmy 吳志傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 26 November 2007 | 09 April 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 November 2007 | 09 April 2008 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 15 April 2003 | 22 July 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 15 April 2003 | 22 July 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 15 April 2003 | 22 July 2003 |