SFC Licences of HO Pak Wai 何栢偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bright Fund Management Limited 光明投資管理有限公司 RE 9 22 September 2017 31 August 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 22 September 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 September 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 07 November 2014 28 March 2024
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 03 August 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 November 2006
iBest Securities Company Limited RE 1 23 March 2004 23 March 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 January 2004 23 March 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 23 March 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 23 March 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003