SFC Licences of LIU Chui Koon 廖翠觀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 August 2009 | 12 April 2015 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 19 March 2009 | 07 May 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 19 March 2009 | 07 May 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 July 2008 | 30 July 2008 |
| Roofer Securities Limited 路華證券有限公司 | RE | 1 | 01 April 2003 | 01 July 2008 |
| Roofer Securities Limited 路華證券有限公司 | RE | 4 | 01 April 2003 | 30 November 2004 |
| Roofer Securities Limited 路華證券有限公司 | RE | 6 | 01 April 2003 | 30 November 2004 |
| Roofer Securities Limited 路華證券有限公司 | RE | 9 | 01 April 2003 | 30 November 2004 |