SFC Licences of WONG Richard 黃志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 20 July 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 20 July 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 02 July 2019 | 20 July 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 July 2019 | 20 July 2020 |
Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RO | 9 | 14 February 2018 | 31 May 2019 |
Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RE | 9 | 12 June 2017 | 14 February 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 14 December 2011 | 19 May 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 January 2006 | 19 May 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 January 2006 | 14 December 2011 |