SFC Licences of WONG Richard 黃志遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 20 July 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 20 July 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 02 July 2019 20 July 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 July 2019 20 July 2020
Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 RO 9 14 February 2018 31 May 2019
Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 RE 9 12 June 2017 14 February 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 14 December 2011 19 May 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 January 2006 19 May 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 09 January 2006 14 December 2011