SFC Licences of CHEN Kuan-ting 陳冠婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 30 November 2016 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 30 November 2016 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 August 2011 | 30 November 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 August 2011 | 30 November 2016 |
| Merrill Lynch Far East Limited | RE | 4 | 06 October 2008 | 25 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 October 2008 | 25 May 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 18 September 2008 | 25 May 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 18 September 2008 | 25 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 September 2008 | 25 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 September 2008 | 25 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 30 June 2005 | 30 June 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 June 2005 | 30 June 2008 |