SFC Licences of KIM Seong Ouk 金成昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 06 September 2004 | 31 January 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 September 2004 | 31 January 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 06 September 2004 | 31 January 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 September 2004 | 31 January 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 September 2004 | 05 January 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 20 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 20 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 20 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 20 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 20 August 2004 |