SFC Licences of O'MEARA Christopher James Sidney

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Derivatives Hong Kong Limited RO 2 27 October 2010 10 April 2014
UBS Securities Asia Limited RO 1 27 October 2010 10 April 2014
UBS Securities Hong Kong Limited RO 1 27 October 2010 10 April 2014
UBS Securities Asia Limited RE 2 06 July 2010 10 April 2014
UBS Derivatives Hong Kong Limited RE 2 06 July 2010 27 October 2010
UBS Securities Asia Limited RE 1 06 July 2010 27 October 2010
UBS Securities Hong Kong Limited RE 1 06 July 2010 27 October 2010
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 30 March 2010
Nomura Futures (Hong Kong) Limited RE 2 28 November 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 October 2008 30 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 October 2008 30 March 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 27 November 2006 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 27 November 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 1 28 April 2006 27 November 2006
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RO 1 28 April 2006 27 November 2006
Lehman Brothers Futures Asia Limited RO 2 27 April 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 2 27 April 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 7 03 June 2003 19 September 2003
Lehman Brothers Futures Asia Limited RE 7 03 June 2003 08 September 2003
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 7 03 June 2003 04 September 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 24 April 2003 28 April 2006
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 24 April 2003 28 April 2006
Lehman Brothers Futures Asia Limited RE 2 24 April 2003 27 April 2005
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 24 April 2003 27 April 2005