SFC Licences of LO Kwong Shun, Wilson 羅廣信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RO | 6 | 24 August 2022 | |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 6 | 02 March 2022 | 24 August 2022 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 1 | 02 March 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 November 2008 | 19 December 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 22 May 2006 | 19 December 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 April 2003 | 22 May 2006 |