SFC Licences of LAI Yuen Yee, Joyce 黎婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Instinct Limited 資本觸覺資產管理有限公司 | RO | 9 | 12 September 2012 | 28 February 2022 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 | RO | 9 | 05 September 2008 | 29 January 2010 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 | RE | 9 | 07 September 2007 | 05 September 2008 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 April 2007 | 18 May 2007 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 28 September 2004 | 14 April 2007 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 28 September 2004 | 14 April 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 01 November 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 01 November 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 01 November 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 01 November 2003 |