SFC Licences of YIP Hoi Ling 葉海苓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 August 2007 | 01 October 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 August 2007 | 01 October 2007 |
| Ramon Investment Company Limited 偉民証券有限公司 | RE | 1 | 01 April 2003 | 20 June 2005 |
| Ramon Investment Company Limited 偉民証券有限公司 | RE | 4 | 01 April 2003 | 23 August 2004 |
| Ramon Investment Company Limited 偉民証券有限公司 | RE | 9 | 01 April 2003 | 23 August 2004 |
| Ramon Investment Company Limited 偉民証券有限公司 | RE | 6 | 01 April 2003 | 23 August 2004 |