SFC Licences of WONG Hoi Yan, Audrey 黃凱欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司	RE	9	01 June 2016	08 February 2023
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RE	1	01 June 2016	08 February 2023
orientiert XYZ Securities Limited	RE	9	13 June 2014	28 April 2016
orientiert XYZ Securities Limited	RE	1	13 June 2014	28 April 2016
CNI Securities Group Limited 中國北方證券集團有限公司	RE	2	17 December 2013	19 May 2014
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	17 December 2013	19 May 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	4	28 September 2012	05 March 2013
BOCI Securities Limited 中銀國際證券有限公司	RE	1	28 September 2012	05 March 2013
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	28 April 2009	05 March 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	02 April 2009	05 March 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司	RE	4	02 July 2008	18 November 2008
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司	RE	1	02 July 2008	18 November 2008
Kingston Securities Limited 金利豐證券有限公司	RE	1	19 March 2008	13 June 2008