SFC Licences of NOH David Hyo Joon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tristar Capital Advisors Limited | RO | 9 | 26 September 2012 | 10 May 2019 |
| Citadel Asia Limited | RO | 9 | 02 September 2008 | 31 December 2010 |
| Citadel Asia Limited | RE | 9 | 14 July 2008 | 02 September 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 10 October 2007 | 12 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 02 June 2005 | 12 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 02 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |