SFC Licences of CHAN Chau Yuen 陳秋源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gate3 Capital Limited | RO | 9 | 26 November 2021 | 31 August 2022 |
Gate3 Capital Limited | RO | 4 | 26 November 2021 | 31 August 2022 |
BPI International Finance Limited | 9 | 28 May 2018 | ||
BPI International Finance Limited | 4 | 28 May 2018 | ||
BPI International Finance Limited | 1 | 28 May 2018 | ||
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 26 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 24 July 2013 | 26 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 24 July 2013 | 26 June 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 June 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 16 October 2007 | 26 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 October 2007 | 26 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 16 October 2007 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 16 October 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 16 October 2007 | 06 December 2010 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 15 January 2007 | 09 October 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 11 December 2006 | 09 October 2007 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 December 2006 | 09 October 2007 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 10 November 2006 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 10 November 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |