SFC Licences of REDBOURN Paul Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 08 January 2019 26 January 2019
UBS Securities Asia Limited RE 1 12 December 2018 15 December 2018
UBS Securities Asia Limited RE 1 22 August 2018 30 August 2018
UBS Securities Asia Limited RE 1 08 March 2018 12 April 2018
UBS Securities Asia Limited RE 1 24 August 2017 30 August 2017
UBS Securities Asia Limited RE 1 01 June 2017 09 June 2017
UBS Securities Asia Limited RE 1 01 September 2016 08 September 2016
UBS Securities Asia Limited RE 1 10 March 2016 19 March 2016
UBS Securities Asia Limited RE 1 16 November 2015 20 November 2015
UBS Securities Asia Limited RE 1 18 September 2015 26 September 2015
UBS Securities Asia Limited RE 1 01 April 2015 13 April 2015
UBS Securities Asia Limited RE 1 11 June 2014 28 January 2015
UBS Securities Hong Kong Limited RE 1 11 June 2014 28 January 2015
UBS Securities Asia Limited RO 1 15 October 2010 11 June 2014
UBS Securities Hong Kong Limited RO 1 10 March 2006 11 June 2014
UBS Securities Asia Limited RE 2 14 May 2003 28 January 2015
UBS Securities Asia Limited RE 1 01 April 2003 15 October 2010
UBS Securities Asia Limited RE 9 01 April 2003 13 May 2003
UBS Securities Asia Limited RE 6 01 April 2003 13 May 2003
UBS Securities Asia Limited RE 4 01 April 2003 13 May 2003