SFC Licences of REDBOURN Paul Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 08 January 2019 | 26 January 2019 |
UBS Securities Asia Limited | RE | 1 | 12 December 2018 | 15 December 2018 |
UBS Securities Asia Limited | RE | 1 | 22 August 2018 | 30 August 2018 |
UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 12 April 2018 |
UBS Securities Asia Limited | RE | 1 | 24 August 2017 | 30 August 2017 |
UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 1 | 01 September 2016 | 08 September 2016 |
UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 19 March 2016 |
UBS Securities Asia Limited | RE | 1 | 16 November 2015 | 20 November 2015 |
UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 26 September 2015 |
UBS Securities Asia Limited | RE | 1 | 01 April 2015 | 13 April 2015 |
UBS Securities Asia Limited | RE | 1 | 11 June 2014 | 28 January 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 11 June 2014 | 28 January 2015 |
UBS Securities Asia Limited | RO | 1 | 15 October 2010 | 11 June 2014 |
UBS Securities Hong Kong Limited | RO | 1 | 10 March 2006 | 11 June 2014 |
UBS Securities Asia Limited | RE | 2 | 14 May 2003 | 28 January 2015 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 15 October 2010 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 13 May 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 13 May 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 13 May 2003 |