SFC Licences of SO Pik Shoon, Caroline 蘇碧璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 01 April 2003 19 October 2010
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 9 01 April 2003 09 July 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 1 01 April 2003 09 July 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 6 01 April 2003 05 June 2004