SFC Licences of YONG Ming Chong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | 9 | 04 May 2007 | 01 February 2009 |
| Citadel Asia Limited | RO | 9 | 03 August 2006 | 02 March 2007 |
| Citadel Asia Limited | RE | 9 | 26 January 2006 | 03 August 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 18 October 2005 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 18 October 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 13 October 2004 |