SFC Licences of SOLARZ Philip Geoffrey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 June 2013 | 05 February 2016 |
| Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RO | 1 | 21 October 2008 | 01 July 2009 |
| Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RE | 1 | 27 June 2008 | 21 October 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 27 November 2003 | 04 June 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 October 2003 | 04 June 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 04 June 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 08 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 08 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 08 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 08 October 2003 |