SFC Licences of TSUNG Pui Yung, Eric 叢培勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 21 March 2016 | |
| JS Securities Limited 晉商證券有限公司 | RE | 1 | 01 June 2011 | 02 September 2013 |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 01 June 2011 | |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 02 February 2009 | 20 May 2011 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 01 April 2003 | 16 October 2008 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 4 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 6 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 7 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 01 April 2003 | 23 July 2004 |