SFC Licences of LU Hai Ge
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 30 March 2012 | 12 July 2013 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 30 March 2012 | 12 July 2013 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 1 | 30 March 2012 | 12 July 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 13 May 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 13 May 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 13 May 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 13 May 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 13 May 2003 |