SFC Licences of GILLMAN Richard Formby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 6 | 22 December 2010 | 01 October 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 22 December 2010 | 01 October 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 22 December 2010 | 01 October 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 November 2009 | 22 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 22 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 22 December 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 09 May 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 09 May 2007 | 29 September 2008 |