SFC Licences of HO Kin Chung, Kelvin 何建聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OceanVast Capital Limited 泓澤資本有限公司 | RE | 9 | 26 January 2021 | 19 January 2022 |
OceanVast Capital Limited 泓澤資本有限公司 | RO | 4 | 23 November 2020 | 19 January 2022 |
Equities First Holdings Hong Kong Limited | RO | 1 | 26 June 2019 | 29 February 2020 |
Equities First Holdings Hong Kong Limited | RE | 1 | 11 April 2019 | 26 June 2019 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 26 October 2018 | 29 March 2019 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 26 October 2018 | 29 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2011 | 09 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2010 | 09 November 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 March 2010 | 31 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 March 2007 | 19 September 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 March 2007 | 19 September 2007 |