SFC Licences of LO Y Yu, Thomas 盧韋耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LiZen Asset Management Limited 理正資產管理有限公司 RO 9 04 December 2018
LiZen Asset Management Limited 理正資產管理有限公司 RO 4 04 December 2018
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RO 9 14 September 2017 16 July 2018
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RO 4 14 September 2017 16 July 2018
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RE 9 02 August 2017 14 September 2017
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RE 4 02 August 2017 14 September 2017
Acer King Capital Hong Kong Limited 雅景資本(香港)有限公司 RO 9 01 February 2017 02 June 2017
Acer King Capital Hong Kong Limited 雅景資本(香港)有限公司 RO 4 01 February 2017 02 June 2017
ACU Securities Limited RO 4 18 February 2016 30 June 2016
ACU Securities Limited RO 1 18 February 2016 30 June 2016
Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 RE 9 23 May 2007 31 December 2013
Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 RE 1 23 April 2007 14 June 2007
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 03 September 2004 12 April 2007
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 03 September 2004 12 April 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 25 August 2004
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 01 April 2003 25 August 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 02 March 2004