SFC Licences of SHEA Kai Ming 佘啟明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RO 1 05 March 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 01 November 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 01 November 2018 05 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 1 19 August 2014 27 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 28 April 2014 27 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 28 April 2014 27 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 28 April 2014 19 August 2014
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 13 January 2010 07 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 16 March 2005 03 December 2008
Haitong International Research Limited 海通國際研究有限公司
RE 4 01 April 2003 16 March 2005