SFC Licences of SHEA Kai Ming 佘啟明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	05 March 2019	03 August 2022
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	01 November 2018	03 August 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	01 November 2018	05 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	1	19 August 2014	27 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	1	19 August 2014	27 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	28 April 2014	27 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	28 April 2014	27 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	28 April 2014	19 August 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	13 January 2010	07 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	13 January 2010	07 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	16 March 2005	03 December 2008
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	16 March 2005	03 December 2008
Haitong International Research Limited 海通國際研究有限公司	RE	4	01 April 2003	16 March 2005