SFC Licences of YIU Ho Ching 姚浩清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 05 November 2012 | 24 July 2019 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 16 June 2006 | 28 June 2007 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 16 June 2006 | 28 June 2007 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 23 March 2004 | 06 June 2006 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 23 March 2004 | 06 June 2006 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 05 November 2003 | 16 March 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 August 2003 | 16 March 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 August 2003 | 16 March 2004 |