SFC Licences of WONG Chen Lung 黃震龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 08 June 2011 14 April 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 September 2008 14 April 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 September 2008 14 April 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 02 July 2008 31 July 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 02 July 2008 31 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 July 2008 31 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 10 October 2003 21 April 2004
Schroder Investment Management (Hong Kong) Limited RE 4 01 April 2003 05 September 2003
Schroder Investment Management (Hong Kong) Limited RE 9 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 6 01 April 2003 25 June 2003