SFC Licences of WONG Chen Lung 黃震龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 08 June 2011 | 14 April 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 September 2008 | 14 April 2012 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 September 2008 | 14 April 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 July 2008 | 31 July 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2008 | 31 July 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2008 | 31 July 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 October 2003 | 21 April 2004 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 05 September 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |