SFC Licences of TSANG Chung Lam, Andrew 曾忠林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Funderstone Securities Limited RO 6 15 January 2020 31 October 2021
Funderstone Securities Limited RO 4 15 January 2020 31 October 2021
Funderstone Securities Limited RO 1 15 January 2020 31 October 2021
Funderstone Securities Limited RE 6 22 November 2019 15 January 2020
Funderstone Securities Limited RE 4 22 November 2019 15 January 2020
Funderstone Securities Limited RE 1 22 November 2019 15 January 2020
CVP Capital Limited RO 6 11 January 2019 24 October 2019
CVP Capital Limited RO 4 11 January 2019 24 October 2019
CVP Capital Limited RO 1 11 January 2019 24 October 2019
CVP Capital Limited RE 6 25 October 2018 11 January 2019
CVP Capital Limited RE 4 25 October 2018 11 January 2019
CVP Capital Limited RE 1 25 October 2018 11 January 2019
Wilson International Capital Limited 滙生國際資本有限公司 RO 6 28 June 2018 30 September 2018
Wilson Securities Limited 滙生證券有限公司 RO 4 28 June 2018 30 September 2018
Wilson Securities Limited 滙生證券有限公司 RO 1 28 June 2018 30 September 2018
Wilson International Capital Limited 滙生國際資本有限公司 RE 6 20 June 2018 28 June 2018
Wilson Securities Limited 滙生證券有限公司 RE 4 20 June 2018 28 June 2018
Wilson Securities Limited 滙生證券有限公司 RE 1 20 June 2018 28 June 2018
Frontier Capital Investment Limited 方達資本投資有限公司 RO 6 14 March 2016 31 January 2017
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 14 March 2016 31 January 2017
Frontier Capital Investment Limited 方達資本投資有限公司 RO 1 14 March 2016 31 January 2017
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 6 20 September 2011 14 October 2015
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 4 20 September 2011 14 October 2015
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 1 20 September 2011 14 October 2015
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 20 June 2011 14 August 2011
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 20 June 2011 14 August 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 6 31 December 2010 19 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 31 December 2010 19 April 2011
MUSHK Limited RO 6 18 April 2005 10 October 2005
MUSHK Limited RE 6 01 April 2003 18 April 2005
MUSHK Limited RE 4 01 April 2003 27 August 2004
MUSHK Limited RE 9 01 April 2003 27 August 2004