SFC Licences of TSANG Chung Lam, Andrew 曾忠林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Securities Limited | RO | 6 | 15 January 2020 | 31 October 2021 |
Funderstone Securities Limited | RO | 4 | 15 January 2020 | 31 October 2021 |
Funderstone Securities Limited | RO | 1 | 15 January 2020 | 31 October 2021 |
Funderstone Securities Limited | RE | 6 | 22 November 2019 | 15 January 2020 |
Funderstone Securities Limited | RE | 4 | 22 November 2019 | 15 January 2020 |
Funderstone Securities Limited | RE | 1 | 22 November 2019 | 15 January 2020 |
CVP Capital Limited | RO | 6 | 11 January 2019 | 24 October 2019 |
CVP Capital Limited | RO | 4 | 11 January 2019 | 24 October 2019 |
CVP Capital Limited | RO | 1 | 11 January 2019 | 24 October 2019 |
CVP Capital Limited | RE | 6 | 25 October 2018 | 11 January 2019 |
CVP Capital Limited | RE | 4 | 25 October 2018 | 11 January 2019 |
CVP Capital Limited | RE | 1 | 25 October 2018 | 11 January 2019 |
Wilson International Capital Limited 滙生國際資本有限公司 | RO | 6 | 28 June 2018 | 30 September 2018 |
Wilson Securities Limited 滙生證券有限公司 | RO | 4 | 28 June 2018 | 30 September 2018 |
Wilson Securities Limited 滙生證券有限公司 | RO | 1 | 28 June 2018 | 30 September 2018 |
Wilson International Capital Limited 滙生國際資本有限公司 | RE | 6 | 20 June 2018 | 28 June 2018 |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 20 June 2018 | 28 June 2018 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 20 June 2018 | 28 June 2018 |
Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 6 | 14 March 2016 | 31 January 2017 |
Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 4 | 14 March 2016 | 31 January 2017 |
Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 1 | 14 March 2016 | 31 January 2017 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 6 | 20 September 2011 | 14 October 2015 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 4 | 20 September 2011 | 14 October 2015 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 1 | 20 September 2011 | 14 October 2015 |
Avanta Investment Management Limited 安永達投資管理有限公司 | RE | 9 | 20 June 2011 | 14 August 2011 |
Avanta Investment Management Limited 安永達投資管理有限公司 | RE | 4 | 20 June 2011 | 14 August 2011 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 31 December 2010 | 19 April 2011 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 19 April 2011 |
MUSHK Limited | RO | 6 | 18 April 2005 | 10 October 2005 |
MUSHK Limited | RE | 6 | 01 April 2003 | 18 April 2005 |
MUSHK Limited | RE | 4 | 01 April 2003 | 27 August 2004 |
MUSHK Limited | RE | 9 | 01 April 2003 | 27 August 2004 |