SFC Licences of LAU Mimi Hong Ting 劉康婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 23 November 2010 | 21 June 2011 |
Merrill Lynch Far East Limited | RE | 4 | 23 November 2010 | 21 June 2011 |
Merrill Lynch Far East Limited | RE | 2 | 23 November 2010 | 21 June 2011 |
Merrill Lynch Far East Limited | RE | 1 | 23 November 2010 | 21 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 23 November 2010 | 21 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 November 2010 | 21 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 November 2010 | 21 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 November 2010 | 21 June 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 June 2006 | 29 December 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 December 2004 | 11 January 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 27 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 12 October 2004 |