SFC Licences of NGAN Wing Ho 顏永豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 21 August 2014 02 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 05 August 2014 02 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 05 August 2014 02 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 28 March 2014 05 August 2014
CCB International Securities Limited 建銀國際證券有限公司 RE 1 27 February 2014 15 March 2014
CCB International Capital Limited 建銀國際金融有限公司 RE 6 27 February 2014 15 March 2014
CCB International Capital Limited 建銀國際金融有限公司 RE 1 27 February 2014 15 March 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 17 November 2010 01 January 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 17 November 2010 01 January 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 27 February 2009 17 November 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 27 February 2009 17 November 2010